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Forms
Confidential Questionnaire -
Please complete pages 1-3 of this questionnaire in preparation for our initial meeting. Complete any other areas of the questionnaire pertinent to the services which you are seeking.
Hourly
Engagement Agreement - This agreement defines the terms of our hourly consulting services.
Risk Tolerance Questionnaire - In an effort to effectively assess our clients’ risk tolerance, we use the Finametrica® Risk
Profiling System. This provides us with an objective assessment of the client’s risk tolerance based upon a scientific risk profile. Please complete this questionnaire if requested.
Form ADV Part II -
This form is the required disclosure form used for registering
as an investment advisor with the Securities and Exchange
Commission or individual states. It contains full disclosure
of our advisors’ backgrounds,
sources of compensation, and methods of practice. A copy of this form will be provided in our initial meeting.
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